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Market Integrity Compliance and Surveillance in Capital Markets
Developing proactive controls to minimise trading compliance risks
8-9 Sep 2014
Marriott Marble Arch, London, United Kingdom
- call back request
- Conference Speakers
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David Saul
Director, Head of Monitoring and Surveillance, UK&OSI
Barclays Wealth and Investment Management
Ricky Crump
Head of Monitoring and Surveillance
VTB Capital
Will Dennis
Managing Director - Compliance
AFME
Victoria Powell
Policy Director, Capital Markets
BBA
Nneka Ihonor
Director, Regulatory Compliance
Credit Agricole Corporate and Investment Bank
Pierpaolo Monti
Head of Compliance – Divisione CIB
Intesa Sanpaolo
Peter Simai
Head of Compliance
Convergex
Werner Schorn
Head of Group Securities Compliance
Erste Group Bank AG
James Lovatt
Head of Wholesale Compliance
Investec Bank Plc
Ola Ajadi
Head of Market Conduct and OTC derivatives reform
HM Treasury
- General Enquiries
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Veronika Sapronova
101 Finsbury Pavement
London
EC2A 1ER
Telephone: +44 (0)20 3002 3435
Fax: +44 (0)20 3002 3016
Email: veronikasa@marcusevansuk.com
- Conference Quote
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