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Market Integrity Compliance and Surveillance in Capital Markets

Developing proactive controls to minimise trading compliance risks

8-9 Sep 2014
Marriott Marble Arch, London, United Kingdom

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Conference Speakers

David Saul
Director, Head of Monitoring and Surveillance, UK&OSI
Barclays Wealth and Investment Management

Ricky Crump
Head of Monitoring and Surveillance
VTB Capital

Will Dennis
Managing Director - Compliance
AFME

Victoria Powell
Policy Director, Capital Markets
BBA

Nneka Ihonor
Director, Regulatory Compliance
Credit Agricole Corporate and Investment Bank

Pierpaolo Monti
Head of Compliance – Divisione CIB
Intesa Sanpaolo

Peter Simai
Head of Compliance
Convergex

Werner Schorn
Head of Group Securities Compliance
Erste Group Bank AG

James Lovatt
Head of Wholesale Compliance
Investec Bank Plc

Ola Ajadi
Head of Market Conduct and OTC derivatives reform
HM Treasury

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General Enquiries

Veronika Sapronova

101 Finsbury Pavement
London
EC2A 1ER

Telephone:
+44 (0)20 3002 3435
Fax: +44 (0)20 3002 3016
Email: veronikasa@marcusevansuk.com


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